Equity trading

Results: 422



#Item
131Financial services / Collective investment schemes / Private equity / Investment Advisers Act / Investment Advisor / Financial adviser / Venture capital / U.S. Securities and Exchange Commission / Management fee / Financial economics / Investment / Finance

Division of Trading and Markets No-Action Letter: FundersClub Inc. and FundersClub Management LLC

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-03-27 11:18:51
132Economics / Microcap stock / Penny stock / OTC Bulletin Board / Short / Beta / New York Stock Exchange / Stock / Program trading / Stock market / Financial economics / Investment

Limits-to-Arbitrage in US Penny Stocks: An Overlooked Segment of US Equity Markets Qianqiu Liu Shidler College of Business University of Hawaii

Add to Reading List

Source URL: business.curtin.edu.au

Language: English - Date: 2015-04-15 00:29:44
133Assignment / Contract law / Equity / Landlord–tenant law / Rights / Secret sharing / Password / Algorithmic trading / Law / Financial markets / Civil law

        

Add to Reading List

Source URL: www.nii.ac.jp

Language: English - Date: 2011-06-15 04:50:06
134Fiduciary / Insider trading / Amicus curiae / SEC Rule 10b-5 / Supreme Court of the United States / José A. Cabranes / Corporate law in the United States / Law / Common law / Equity

Nod IN THE Supreme Court of the United States

Add to Reading List

Source URL: sblog.s3.amazonaws.com

Language: English - Date: 2014-09-03 12:05:33
135Investment / Finance / Direct market access / Algorithmic trading / Order management system / Electronic trading / Order / Dark liquidity / Slippage / Financial markets / Financial economics / Stock market

Charles River Trader - Equity Full Order and Execution Management Consolidate Systems in a Single Platform Available as a stand-alone module or as part of the Charles River Investment Management Solution (Charles River I

Add to Reading List

Source URL: www.crd.com

Language: English - Date: 2014-07-01 10:45:50
136Finance / Stock market / Financial services / Market maker / Customer equity / NYSE Arca / Order / Electronic trading / Broker-dealer / Financial markets / Financial economics / Investment

29 of 34 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE Arca Options Fees and Charges Effective Date: April [3]9, 2015

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-14 18:42:09
137Legal documents / Invoice / Purchasing / Contractual term / Liability insurance / Contract / Accounts payable / The Home Equity Theft Prevention Act / GSA Advantage / Business / Contract law / Law

WA Civil Purchase Order Trading Terms 1. APPLICATION OF CONDITIONS These conditions ("Trading Terms") govern the rights and obligations of

Add to Reading List

Source URL: www.watpac.com.au

Language: English - Date: 2013-06-25 01:17:59
138Finance / Equity securities / TD Ameritrade / Toronto-Dominion Bank / Stock / American depositary receipt / Exchange-traded fund / Financial economics / Investment / Stock market

How U.S. Investors Can Purchase Common Shares of MicroPlanet U.S. investors can purchase MicroPlanet common shares by opening and trading through an account with any full-service U.S. or Canadian brokerage firm, or throu

Add to Reading List

Source URL: www.microplanet.com

Language: English - Date: 2011-10-11 15:21:02
139Financial services / Funds / Financial risk / Private equity / Foreign exchange market / Management fee / Collective investment scheme / Hedge fund / Financial economics / Investment / Finance

Zefiro Capital BV - Quantitative EUR-USD Trading Fund Objectives The primary investment objective of the Zefiro Capital BV – Quantitative EUR-USD Trading Fund (the “Fund”) is to achieve absolute returns in the fore

Add to Reading List

Source URL: thesyswm.com

Language: English - Date: 2015-03-02 11:50:08
140Trust law / Capital gains tax / Discretionary trust / Beneficiary / Income tax / Tax / Hague Trust Convention / Australian trust law / Law / Civil law / Equity

"Legal Structures - Now and For The Future" As an established newsagent you will already have in place a business/legal structure in which you are trading. However, it is worthwhile taking the time to fully understand th

Add to Reading List

Source URL: vana.com.au

Language: English - Date: 2015-03-24 19:54:43
UPDATE